FINRA Regulatory Notice 13-18: Communications with the Public

Tuesday, June 11th, 2013 and is filed under AI Insight News

FINRA recently issued Regulatory Notice 13-18: Communications With the Public to provide guidance to firms on communications with the public concerning unlisted real estate investment programs, including unlisted real estate investment trusts (REITs) and unlisted direct participation programs (DPPs) that invest in real estate. This notice can be read in its entirety here. Read More