Gain the “edge of insight” with multiple subscription options tailored to your needs.
AI Insight
Alternative Investment Insight through Research, Training and Increased Efficiency
Review alternative investment trends and historical market data for private placements, public non-traded REITs,
BDCs, closed-end funds,
and alternative mutual funds.
FINRA recently issued its 2020 Risk Monitoring and Examination Priorities Letter along with its 2019 Report on Examination Findings and Observations. As expected, Regulation Best Interest (Reg BI) takes the lead in this discussion. These reports also highlight, among other things, the continued focus on sales practices regarding supervision and client suitability.
Specifically, the 2020 Priorities
Alternative Investment Insight through Research, Training and Increased Efficiency
Review alternative investment trends and historical market data for private placements, public non-traded REITs, BDCs, closed-end
funds, and alternative mutual funds.
FINRA recently issued its 2020 Risk Monitoring and Examination Priorities Letter along with its 2019 Report on Examination Findings and Observations. As expected, Regulation Best Interest (Reg BI) takes the lead in this discussion. These reports also highlight, among other things, the continued focus on sales practices regarding supervision and client suitability.
Specifically, the 2020 Priorities
Gain the “edge of insight” with multiple subscription options tailored to your needs.
AI Insight is the industry’s online go-to resource for alternative investment research, training and compliance support. Join the thousands of advisors and financial firms who have increased their knowledge and confidence with new product offerings on our platform.
AI Insight covers over 200 non-traded alternative investment funds representing $33 billion in assets, and over 80 alternative strategy mutual funds, representing nearly 80% of the AUM of the alternative strategy mutual fund market.
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