Tuesday, September 15th, 2015 and is filed under AI Insight News
AI Insight is pleased to support the distribution of the Firm Element and CE educational library created by FINRA.
Firms trust FINRA’s E-Learning library for firmwide training on rules and regulations and how to practically apply them on the job. The E-Learning courses uniquely blend FINRA’s knowledge of securities rules and industry expertise.
The courses lead financial professionals through common compliance situations and include scenarios and decision points to help ensure course content is understood. Developed specifically for registered representatives, supervisors, operations professionals, wholesalers, compliance personnel and other employees, over 100 E-Learning courses are currently available on AI Insight.
AI Insight is proud to be a distributor of the E-Learning courses, which will help to strengthen and supplement broker dealer and financial advisors’ understanding of important and sometimes complex regulatory concerns.
About the FINR A E-Learning Courses
The FINRA E-Learning courses cover a wide range of compliance topics, offering an affordable and convenient solution for Firm Element, supplemental and regulatory training. The 20- to 30-minute interactive online courses include post-course examinations to measure users’ understanding of the material. Topics include:
Broker dealers and individuals do not have to be a current AI Insight subscriber to access the FINRA E-Learning courses. To access the courses and for more information, click here.