Firm Element and AML Courses

Firm Element and Anti-Money Laundering training made easy

Financial firms can conveniently analyze, manage and administer their Firm Element and Anti-Money Laundering (AML) training and more with AI Insight’s Training Plan functionality. A unique feature of AI Insight allows firms to capture statistical data to tailor individual programs based on actual deficiencies of understanding.1 Select from over 120 courses on current, industry-relevant topics to help meet FINRA Rule 1250 and FINRA 3310 requirements.

Documentation Support
Easily store and retrieve your training documents, such as Needs Analysis statements, Written Training Plans and other supplemental materials.

Participant Activity Automatically Recorded
A group training log automatically records all activity such as completed courses, scoring information and other important details.

Training Reminders
Reminders for upcoming deadlines are automatically sent to both supervisors and participants.

Participant Surveys
Customize your participant feedback surveys per CE Council Firm Element requirements.2

Single Registration

Register and pay as a single user.


Group Registration*

Register as a group administrator. This registration allows for multiple user accounts, supervisor reporting and administrative capabilities. Contact Sommer for assistance with implementation.

*Current subscribers can access CE courses via their regular AI Insight account.

Firm Element and AML Courses

We offer FINRA, Institute for Portfolio Alternatives (IPA) and AI Insight e-learning modules to provide you with a wide selection of industry-relevant, up-to-date Firm Element and AML courses. For a full listing of available courses, click here for AI Insight’s e-learning catalog.

1Statistical data only available to subscribers of AI Insight’s alternative investment research and training platform.

2CE Council’s “Guide to Firm Element Needs Analysis and Training Plan Development” (