Firm Element and AML Courses

Firm Element and Anti-Money Laundering training made easy

Financial firms can conveniently analyze, manage and administer their Firm Element and Anti-Money Laundering (AML) training on AI Insight. A unique feature of AI Insight allows firms to capture statistical data to tailor individual programs based on actual deficiencies of understanding.1 Select from over 110 courses on up-to-date, industry-relevant topics to help meet FINRA Rule 1250 and FINRA 3310 requirements.

Documentation Support
Easily store and retrieve your training documents, such as Needs Analysis statements, Written Training Plans and other supplemental materials.

Participant Activity Automatically Recorded
A group training log automatically records all activity such as completed courses, scoring information and other important details.

Training Reminders
Reminders for upcoming deadlines are automatically sent to both supervisors and participants.

Participant Surveys
Customize your participant feedback surveys per CE Council Firm Element requirements.2

Single Registration

Register and pay as a single user.


Group Registration*

Register as a group administrator. This registration allows for multiple user accounts, supervisor reporting and administrative capabilities. Contact Sommer for assistance with implementation.

*Current subscribers can access CE courses via their regular AI Insight account.

Firm Element and AML Courses

We offer FINRA, Investment Program Association (IPA), Ohio Society of Certified Public Accountants (OSCPA) and AI Insight e-learning modules to provide you with a wide selection of industry-relevant, up-to-date Firm Element and AML courses. For a full listing of available courses, click here for AI Insight’s e-learning catalog.

FINRA E-learning Courses

FINRA e-learning courses offer an affordable solution for Firm Element and AML training. Firms trust FINRA’s e-learning library for training on rules and regulations and how to practically apply them on the job.

IPA E-learning Courses

The Investment Program Association offers five alternative investment e-learning courses on AI Insight, plus a course on the Customer Account Statement Rule related to the NASD Rule 2340 and FINRA 2310 amendments.

OSCPA E-learning Courses

New! The Ohio Society of Certified Public Accountants offers nine e-learning courses on topics such as: oil and gas, ESOP Valuations, succession strategies, paying for college and more. Each course is eligible for one credit toward the CFP® and other designations.

Structured Products Training Courses

AI Insight’s four Structured Products courses include: Structured Certificates of Deposits, Principal Protected Structured Notes, Principal at Risk Structured Notes and Structured Products Payout Structures.

1Statistical data only available to subscribers of AI Insight ’s alternative investment research and training platform.

2CE Council’s “Guide to Firm Element Needs Analysis and Training Plan Development” (