In today’s regulatory-centric environment, Broker Dealers, RIAs and advisors need confidence to offer complex product lines to remain competitive.
Conduct thorough, independent analysis on alternative investment offerings and implement a compliance documentation process.
Presentation of alternative investment offerings in a consistent and transparent manner must be demonstrated to regulators.
Regulatory-compliant research and training
Financial firms and advisors can perform thorough, independent analysis of hundrends of alternative investments, including alternative mutual funds, before presenting them to clients. For the products that meet your criteria, firms can require online prospectus-and PPM-based training from their advisors—customized to their particular requirements.
360-degree alternative investment platform
Benefit from a 360-degree alternative investment platform that allows you to perform research, customize regulatory-compliant training, store detailed compliance documentation and connect with other high-level industry professionals—all on one convenient, online platform.
In-depth alternative investment knowledge
AI Insight’s team of alternative investment product, research and customer service professionals bring in-depth knowledge representing a variety of sectors, such as real estate, private equity and hedge funds—enabling you to efficiently add alternative investments to your product line.
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