Ernest Bergman

Ernest M. Bergman, CFP, CSA, CLTC
Senior Consultant – Advisor Relations 

(877) 794-9448, x704
(415) 785-7630 Direct

Ernie Bergman joined AI Insight in 2009. Ernie has over 35 years of experience in the financial services industry with a variety of senior sales, training and management roles. He started his career as a retail Account Executive with Dean Witter. He was also Senior Instructor for the firm’s national training center, Senior Pension Consultant in the retirement planning division, and wholesaled Dean Witter’s Intercapital mutual funds.

Previously, Ernie was a National Account Manager with Phoenix Leasing. He also served as National Sales Manager and Chief Compliance Officer for Phoenix Securities, the securities broker dealer for Phoenix Leasing. He recruited, trained and managed large staffs of internal and external wholesalers and marketing staff and has wholesaled a variety of investment products, including real estate, equipment leasing, variable annuities, options and mutual funds.

Ernie served as a consultant for several money management firms and product sponsors in the areas of marketing and sales infrastructure; recruiting, training and managing internal and external wholesalers; developing marketing strategies and building distribution channels.

Ernie earned his Business Administration degree with concentrations in Accounting and Marketing from San Francisco State University and has completed work toward an MBA degree. He has Certified Financial Planner (CFP), Certified Senior Advisor (CSA) and Certified in Long-Term Care (CLTC) certifications. He has held FINRA licenses 3, 4, 7, 24, 63 and 65 and holds a California Life Insurance license.

Ernie served on the Corporate Division Board of the Financial Planning Association and was a member of the Board of Trustees of the Investment Program Association. Ernie also served in the U.S. Navy with the Mobile Riverine Force in the Mekong Delta, Vietnam.

Visit Ernie Bergman on LinkedIn.