A leader in alternative investment research, education and compliance documentation

About AI Insight

AI Insight Inc., founded in 2005, is a leader in alternative investment research, education and compliance documentation. Financial firms and advisors can research the individual investment offerings from AI Insight’s universe of programs to train, track compliance activity, access marketing support and monitor ongoing performance—all via a customizable, dedicated platform. AI Insight also helps alternative investment managers elevate their visibility in the industry, increase program accessibility and promote transparency.

AI Insight’s three primary objectives:

Provide a centralized, informational database for financial firms and advisors, including broker dealers, RIAs, wealth management firms and private banks, to analyze and compare alternative investment offerings.

Deliver a consistent protocol for complex product training to satisfy the education and documentation requirements regularly addressed by SEC, FINRA and state regulatory notices and exam priorities.

Enhance efficiencies by streamlining communication among broker dealers, advisors and alternative investment managers via a sophisticated online interface that allows for easy connection.

AI Insight also provides continuing education and firm element courses to assist broker dealers and advisors in expanding their knowledge, improving business opportunities and meeting Firm Element and Anti-Money Laundering training requirements related to FINRA Rule 1250 and Rule FINRA 3310 as well as the stringent supervisory and training mechanisms specified in the DOL Best Interest Contract Exemption (BICE).

AI Insight is a member of the Investment Program Association (IPA), Alternative & Direct Investment Securities Association (ADISA), Financial Planning Association (FPA) and is certified by the Women’s Business Enterprise National Council (WBENC).

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